Accounting
Practices and Organizational Performance: Evidence from Small and Medium Scale
Enterprises in Sri Lanka
Saseela Balagobei
Senior Lecturer
Department
of Financial Management
University of Jaffna
Sri Lanka
E-mail:
[email protected]
Abstract
Over the past few decades, the researchers demonstrate
consistent effort in investigating the Small and Medium scale Enterprises
(SMEs). This sector plays a crucial role in the economic growth in both
developing and developed countries. The research investigated how accounting
practices influence the organizational performance of small and medium scale
enterprises in Sri Lanka. Accounting practices consists of record keeping,
budgeting practices and payroll accounting whereas organizational performance
is measured by organizational goal achievement, organizational
effectiveness and organizational efficiency records. A structured questionnaire was used to
collect the primary data from 75 SMEs which were selected by means of the
random sampling technique. The results revealed that among the accounting
practices, only record keeping and budgeting practices have significant
positive influence on organizational performance of Small and medium
enterprises in Sri Lanka. It can be recommended
that academic institutions and other bodies which are responsible for SMEs
should organize training programmes for those operators who do not have the
technical knowhow in the field of accounting to come to grips with it and also
provide some SME-specific accounting guidelines and template forms for
capturing accounting practices for the operators to use.
� Keywords: � �Accounting Practices, Organizational
Performance, Record Keeping, Budgeting Practices.
. � �
1. Introduction
Small and medium enterprises (SMEs) are considered as vital
for promoting economic growth and social development of Sri Lanka. In recent
years, SMEs have been identified as a key source of income generation,
employment, poverty alleviation and regional development. The SMEs engage in
broad areas of economic activity such as agriculture, mining, manufacturing,
construction and service sector industries. Accounting practices are
crucial in the success of contemporary business organizations. It foils the exploitation of assets, increases production and
yield, controls expenses and helps to improve the efficiency of the overall
management.
The role of management is vital in the whole
development of a business organization. Accounting is an essential tool for
recording, analyzing, monitoring and evaluating the financial status of the
organisations. It provides a source of information to owners and managers of
SMEs operating in any industry for measuring financial performance (Maseko &
Manyani, 2011).
Today�s accounting system provides more
appropriate, consistent and suitable financial information to stakeholders to
make the effective financial decisions concerning their business entities.
According to the business dictionary �Accounting� can be defined as a systematic
procedure that helps to identify record, measure, classify, verify, summarize,
interpret, and communicate financial information. It reveals profit or loss for
a specific period, and the value and nature of an organization�s assets and
liabilities and owner�s equity. It involves ascertainment, recording,
summarizing, and reporting of financial facts used in evaluating and monitoring
an organization�s economic undertakings. An accounting system, therefore, is an
organized discipline of manual and computerized accounting methodology,
processes, and wheels which are employed in gathering, recording, classifying,
analyzing, summarizing, interpreting, and presenting accurate and timely
financial information for decision making in an organization.
The importance of organizational
performance measurement to any business organization, large or small, can�t be
over-emphasized. In any sense, profit can analogously be viewed as the life-blood
of a business and hence the accounting bases, concepts and principles adopted
ought to capture and report all the relevant accounting information to ensure
reliability in its measurement. Reported profits reflect changes in wealth of
owners and this can explain why major economic decisions in business are
centered on financial performance as measured by profitability (Cooley &
Edwards, 1983). It has been recognized that appropriate accounting
information is important for a successful management of any business entity,
whether large or small (European Commission, 2008).
It is fundamental therefore that
accounting practices of SMEs supply potential and appropriate financial
information needed to economic decisions made by entrepreneurs. The study
therefore mainly focuses on investigating the types of accounting practices
followed by SMEs, their completeness and the availability of accounting skills
and knowledge to capture and process accounting information which can be used
to measure performance in SMEs. The accounting practices such as the cost
accounting practices, the financial accounting practices and even the
management accounting practices provide more information on the performance and
other useful material about the organization to the stakeholders. The purpose
of financial statements is to provide information about the financial position,
financial status, performance and changes in financial position of an
organization that is valuable to various users in making effective decisions.
Similarly, accounting practices are the procedures and
controls that accounting departments use for creating and recording business
transactions. Accounting practice should ideally be tremendously constant,
since many business transactions must be dealt with in exactly the same way in
order to prepare consistently reliable financial statements.
SME development is vital for any country, since this sector
has great prospective to create maximum social and economic advantages to the
country with minimum investment. SMEs make up 80 per cent of all businesses,
approximately 20 percent of industrial establishments. The SMEs accounts for
more than ninety percent of business establishments and are estimated to
contribute about thirty five percent of employment in the service sector. The
SMEs play an important role in developing the country.
����������� There are
few studies conducted on accounting practices and organizational performance of
SMEs in Sri Lanka. These studies conducted have not shown that how all
components in accounting practices improve the overall organizational
performance of SMEs in Sri Lanka. Therefore the study attempts to examine the
effect of accounting practices on organizational performance of SMEs in Sri
Lanka
2. Research
Problem
One of the the problems of SMEs
failure is poor management including accounting problem-solving. SMEs face difficulties
in increasing equity capital from the individuals
and financial
institutions. Even when the financial institutions approve to obtain equity
capital, the conditions are always dreadfully frightened. Therefore there is
inadequate capital available to SME and thus lead to poor funding facilities.
Further the issues experiencing SMEs is dearth
of proficient management which affects the ability of entrepreneurs to employ
the services of experts; usage of obsolete equipment and devices of production
because of entrepreneur�s inability to access new technology; more competition
which resulted from sales which is a consequence of poor finance to cope with
increased competition in the industry; The highest cost of available raw
materials influences the prices of finished goods. It only has adverse
consequence on the business of the enterprise but also on the success; the
availability of infrastructural facilities is totally inadequate in the areas
of access roads, electricity, water supply, etc. and various policies and
regulatory measurements such as exclusion of fuel subsidy, taxes, and burdens
on loans.
Although the role of SMEs in the country is significant,
they face challenges and problems. In Sri Lanka there are more failures of SMEs
and the Central Bank of Sri Lanka (1998) indicated that insufficient capital
and loan facilities, improper accounting techniques and etc. The failure of
SMEs to find their counter funds obligations as a condition of financial
arrangements generates another obstacle for SMEs to acquire the facilities
offered in concessionary finances (Abeygunasekera & Fonseka 2012). However, inefficient record keeping practices, incompetent
use of accounting information to support the financial decision making and the
low quality and consistency of financial facts are main problems in financial
management concerns of SMEs (Karunananda & Jayamaha, 2011).
The place of sound accounting and internal control systems
of any enterprises, regardless of its scale, cannot be overstated. A vast
majority of SMEs cannot afford the complication of a detailed accounting system
even if they would have. Hence, the existence of single entry in books and in
some cases incomplete records (Onaolapo, et
al., 2011). Audits of SMEs have proven to be among the most worrisome
for professional accountants as the internal controls are inadequacy. But for
statutory demands, SMEs hardly provide critical thoughts to the process of
sound accounting, yet the insufficiency and incompetence of accounting
processes have been answerable for untimely failure of a host of them (Aremu &
Adeyemi, 2011). Based on the problem, the following research question is
formulated, to what extent accounting practices influence the organizational
performance in Sri Lanka?
3. Objectives of
the Study
Accounting information is fruitful in
important activities as: the evaluation of position of enterprises in terms
liquidity, profitability, leverage and activities; measurement of performance;
and assessment of the effectiveness of alternative courses of action. The
objective is to investigate the impact of accounting practices on
organizational performance of SMEs in Sri Lanka.
4. Literature
Review
There
have been some studies that link between accounting practices and
organizational performance of enterprises. For instance, Onaolapo &
Adegbite (2014) investigate the impact of accounting
records on SMEs� business performance. The primary data were gathered by using
interviews and questionnaires from sample of 113 SMEs using a mixture of
stratified and purposive sampling techniques. Descriptive statistics,
Chi-square and ANOVA were employed for analyzing the data. The results revealed
that accounting records keeping has a strong positive relationship with SMEs�
performance.
Yousef (2013) conducts a study on the use of
accounting information by SMEs in the south district of Jordan. Data were
systematically gathered using a list of questions from a sample of 136 SMEs.
The study shows that the level of awareness on the significance of financial
management and accounting information is still very low among SMEs in the south
district of Jordan.
Amaoko (2013) studied the accounting system of SMEs
in the Kumasi metropolis of Ghana. The study was based on primary data
collected through structured questionnaires from a sample of 210 SMEs. The
study found that majority of SMEs fail to keep proper accounting records as they
feel that it is not necessary; it exposes their financial position; it is time
consuming; and expensive. This study reaches the same conclusion with the study
of Yousef (2013) �that the level of awareness among
SMEs on the importance of proper accounting record keeping is still very low.�
Ohachosim et al. (2012) carried out the study of �Financial Challenges of Small and
Medium-Sized Enterprises (SMEs) In Nigeria: The Relevance of Accounting
Information� from a survey of 348 SMEs in Anambra State. Structured
questionnaire were used in data collection. Analysis was by means of ordinary
least square (OLS). They found out that poor accounting system is what characterizes
most SMEs of Nigeria.
Maseko &
Manyani (2011) investigate about accounting practices
of SMEs in Zimbabwe using Bindura as a case study. Data were gotten from a
survey of 100 SMEs through structured questionnaires. The findings revealed
that generality SMEs don�t keep records because of lack of accounting
knowledge. They recommended that the national authorities should develop
guidelines of accounting for SMEs and undertake programes for train
entrepreneurs of SMEs in accounting. SMEs will contribute, in no small measure,
to their performance. In their recommendation, they advised SMEs to consult
accountants regularly so that they can be able to maintain high and generally
accepted accounting practices.
Tuanmat & Smith (2011) show that the level of changes of management accounting
practices increased during the period of 2003 to
2007. These changes mostly happened due to the introduction of new practices,
replacement of existing practices and modification of the way existing
practices were used. Further it found out that there is no any significant
difference in management accounting practices among foreign companies and local
companies, or between SMEs and large enterprises.
Tzempelikos &
Gounaris (2015) ascertain few key account management
practices at the strategic, organizational, and tactical levels of management
and offer support for greatest hypothesized relationships, presenting that the
recognized practices positively influence performance and dyadic results
through the mediation coming from the variables examined. The study extends to
understanding of the factors underlying effective Key account management
practices based on theoretical perspective.
Many researchers conducted the studies about SMEs with
different study problems such as; management issues, accounting issues and
financial issues and challenges, reasons of small business failures. Few
researchers examined about the contribution of record keeping practices to
business performance of SMEs. They have pointed out that, some SMEs produce
accounting records based on computerized accounting packages, relying on
accountants but often they left the complexity of information, accounting
records hinder application of appropriate measures in evaluating business
success. Therefore this study attempts to fill this gap.
5. Methodology
The methodology is the effective way to
achieve the purpose of the study, develop the conceptual framework and explains
independent and dependent variables used and operationalization of concepts and
variables. Furthermore it discusses the technique adopted for sample selection
and data extraction.
Determining the population of SMEs in
Sri Lanka is indeterminate. Thus there is no unified database available
representing wide range of areas that SMEs are operating like manufacturing,
agriculture, mining, construction, service etc. There are 144 SMEs which are
registered in Sri Lanka Chamber of Small and medium industries. The primary
data were collected from 75 SMEs which were selected by using random sampling
technique. 150 questionnaires were issued. A pilot test was performed.
Primary data was obtained from the selected SMEs through
structured questionnaires. The questionnaire consists of two sections: Section
A and Section B. Section A consists of the questions related to personal
information of respondents for the research and section B evaluate the degree
of the agreement with the impacts of accounting practices on organizational
performance. The respondents were requested to indicate the extent of their
agreement with a series of questions on a five-point Likert scale. The
collected data was analyzed by using Statistical software for social science
(SPSS 21).
6. Conceptualization
According
to literature and problem statement, a conceptual model constructs the research
framework. This model represents the relationship between accounting practices
and organizational performance.
Accounting Practices |
Record
keeping -
Proper accounting records -
Preparation of accounting
records -
Accounting records procedures Budgeting
practices -
Budget planning -
Budget Information System -
Budget Skills Competency Payroll
Accounting -
Timely payroll accounting -
Accurate payroll accounting -
Accessible payroll records |
������������������
���
Organizational Performance |
-
Organizational
Goal achievement - Organizational
Effectiveness -
Organizational Efficiency records |
Source: Developed by researcher
Figure1. Conceptual framework
7. Data Analysis
and Discussion
The data
collated through the survey are presented and analyzed for achieving the
objective. The study focused entirely on SMEs sector mainly consists of seventy
five manufacturing, trading and beverage food and tobacco enterprises. In this
study descriptive statistics describe the business characteristics of SMEs and
adoptability of accounting practices to develop a general view about the sample
of the study.
In pilot testing, validity and reliability
were conducted to measure that questionnaires are valid and reliable to be used
in this research. According to Hair et al.
(1998) validity is �extent to which a measure
or set of measures correctly represents the concept of study� the degree to
which it is free from any systematic or nonrandom error. Validity is concerned
with how well the concept is defined by the measure(s).� Validity in this pilot
testing is determined. The result is valid and questions for the entire item are valid and can be used in this study.
According to Hair et
al. (1998) reliability is �extent to which a
variable or set of variables is consistent in what it is intended to measure.�
The questionnaire on this study evaluated the reliability
by using SPSS software with Cronbach�s alpha method. The result will be stated
as reliable if the value of Cronbach�s alpha value is greater than 0.60. Thus
the internal consistency of different accounting practices and organizational
performance of this study were verified through Cronbach alpha coefficient.
Table 1. Testing
the Reliability
Variables |
Number of
items |
Cronbach�s
Alpha |
|
Record keeping |
Proper accounting records |
6 |
0.603 |
|
Preparation of accounting records |
2 |
0.701 |
|
Accounting records procedures |
2 |
0.688 |
Budgeting practices |
Budget planning |
3 |
0.731 |
|
Budget Skills Competency |
5 |
0.725 |
|
Budget Information System |
3 |
0.725 |
Payroll Accounting |
Timely payroll accounting |
2 |
0.724 |
|
Accurate payroll accounting |
6 |
0.732 |
|
Accessible payroll records |
4 |
0.654 |
Organizational performance |
|
6 |
0.653 |
The results represent that the Cronbach�s alpha coefficient
for each accounting practice exceeds the generally accepted standard of 0.6.
All selected accounting practices hold significant reliability test values.
Therefore, the data gathered from selected accounting practices of SMEs through
questionnaires were considered as reliable.
7.1 Demographic and Business Characteristics
The
survey of accounting system and organizational performance includes the
male-female distinction, education background, size of the business, legal form
and number of years in operations of the current business. These features
support to recognize the nature of the SMEs in Sri Lankan context with
reference to the selected sample of the study. Table 2 represents summary of
descriptive statistics pertaining to different demographic and business
characteristics of the selected SMEs.
Table 2. Demographic and Business characteristics of the selected
sample of SMEs
Demographic Characteristics |
Frequency |
Percentage |
Gender: ��������������� Male �Female |
72 03 |
96 % 4 % |
Position of the Business: ��������������� Owner is separate from the
manager ��������������� Both owner and manager is one
individual |
54 21 |
72 % 28 % |
Number of years in operations
of the current business: ��������������� Up to 05 ��������������� 05 to 10 ��������������� Over 10 |
21 21 33 |
28% 28% 44% |
Education: ��������������� School level ��������������� Graduate level ��������������� Professional level |
52 15 08 |
69.33% 20% 10.64% |
Size of the business: ��������������� Small �������������� Medium |
50 25 |
66.66% 33.34% |
Legal Form: �������������� Sole-proprietorship ������������� Limited Company |
48 27 |
64% 36% |
With regard to the male-female distinction, majority of the
business owners are male and it represented 96% of the sample, thus showing
male dominance in the ownership of SMEs. With respect to the management of
entities it was noted that around 28% of businesses are managed by the owners
whereas the rest of the organizations are managed by a manager who is not an
owner of the business.
The majority of SMEs have been
conducting its operations more than five years (72%). Further qualifications of
owners revealed that more than 69% of the SME owners possess School level
education. However, the level of professional achievements and qualifications
of owners were at a low level. The classification between small and medium
businesses revealed that more than 33% entities satisfied the criteria to be
considered them as medium size businesses. From the legal form of SMEs' perspective,
it was revealed that more than 64 % of SMEs are Sole-proprietorship.
7.2 Multicollinearity
Multicollinearity
represents that two or more independent variables are highly correlated with
each other. Multicollinearity refers to the successive inclusion of additional
variables that lift the collinearity of the full set of explanatory variables
to a �harmful� level (Lauridsen & Mur, 2006).
Table
3. Multicollinearity
Model |
Collinearity Statistics |
||
Tolerance |
���� VIF |
||
|
Record
keeping |
.869 |
1.150 |
Budgeting practices |
.925 |
1.000 |
|
Payroll Accounting |
.869 |
1.151 |
Variance inflation factor (VIF) is a
technique used to identify the multicollinearity using SPSS and, if the VIF is
greater than 10, which is a clear case of multicollinearity (Hair et al., 1995). In this study multicollinearity problem don�t arise among
the variables as all variance inflation factors are less than 10.
7.3 Correlation Analysis
Correlation is a statistical technique
for examining the relationship between two variables. It establishes an
invaluable initial analysis and a building a basis for further analysis. In
accordance with the correlation matrix represented in table 04, Record Keeping
and Payroll Accounting have a significant relationship with organizational
performance at 5% levels (r=.317**, P < 0.05 and r=.225, P <
0.05)) respectively. There is a significant relationship between budgeting
practices and organizational performance at 10% levels (r=.217, P < 0.05).
Table 4. Correlations Matrix for accounting practices
and organizational performance
|
(1) |
(2) |
(3) |
(4) |
|
(1) Record Keeping |
Pearson
Correlation |
1 |
|
|
|
Sig.
(2-tailed) |
|
|
|
|
|
(2) Budgeting practices |
Pearson
Correlation |
.003 |
1 |
|
|
Sig.
(2-tailed) |
.982 |
|
|
|
|
(3) Payroll Accounting |
Pearson
Correlation |
-.362** |
-.022 |
1 |
|
Sig.
(2-tailed) |
.001 |
.854 |
|
|
|
(4) Organizational
performance |
Pearson
Correlation |
.317** |
.217 |
.225 |
1 |
Sig.
(2-tailed) |
.006 |
.061 |
.0500 |
|
|
**.
Correlation is significant at the 0.01 level (2-tailed). |
7.4 Multiple
Regression Analysis
Table 5 represents the results of
multiple regression analysis to study the impact of accounting practices and
organizational performance of SMEs in Sri Lanka.
�Table 5. Regression coefficients for accounting practices and
organizational performance.
Model |
B |
Std.
Error |
t |
Sig |
|
1 |
(Constant) |
5.447 |
.712 |
7.653 |
.000 |
Record
Keeping |
.119 |
.051 |
2.316 |
.023 |
|
Budgeting
practices |
.249 |
.122 |
2.035 |
.046 |
|
Payroll
Accounting |
.087 |
.077 |
1.140 |
.258 |
|
|
Adjusted� R2 � 0.368�������������������������������� F value -
4.623 (P= 0.05) |
As shown in table 5 among three accounting practices only record keeping and budgeting practices have a
significant influence on organizational performance at 0.05 levels (b=.119,
P<0.05 and b=.249, P<0.05) respectively. Further payroll accounting
is not significant and influencing on organizational performance (b=.087,
P<0.05). Therefore it can be concluded that only record keeping and
budgeting practices have a substantial positive influence on organizational
performance. This finding is collaborated with previous study of Onaolapo &
Adegbite (2014).
The adjusted R2 Value for
accounting practices and organizational performance is 0.368 which represents
that 36.8 % percent of the variability in organizational performance is
determined by accounting practices such as record keeping, budgeting practices
and payroll accounting and the remaining 63.2% of the variance is not shown in
this model. As F value is 4.623 (P=0.05) in this analysis the regression model
is more applicable for this study.
8. Conclusion and
Recommendation
This
study was designed for exploring the extent of use of accounting practices
among SMEs Sri Lanka and to find if there is any significant influence on
organizational performance. This study mainly focus on Small and medium enterprises
in Sri Lanka and seventy five small and medium enterprises have been selected
as sample while Pearson�s correlation and multiple regression analysis have
been performed to investigate the influence of accounting practices on
organizational performance. The findings of this study reveals that among the
accounting practices, only record keeping and budgeting practices have
significant positive influence on organizational performance of Small and
medium enterprises in Sri Lanka.
It can be recommended
that academic institutions and other bodies which are responsible for SMEs
should organize training programmes for those operators who do not have the
technical knowhow in the field of accounting to come to grips with it and also
provide some SME-specific accounting guidelines and template forms for
capturing accounting practices for the operators to use.
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