ADR ON CLIENT’S DISPUTE WITH TRADING MEMBER AT THE LEADING STOCK EXCHANGE IN INDIA: AN EMPIRICAL STUDY

Authors

DOI:

https://doi.org/10.46281/ijfb.v4i3.809

Keywords:

Alternative Dispute Resolution, Arbitration, Stock Exchanges, Securities Market.

Abstract

The paper evaluates trading rules and regulations of the Stock Exchange in cash segment of the stock market in India. The paper adopts case method to study the trading rules and practices of trading members of the Exchange. It investigates the stock market’s misuses and abuses by the trading members. The paper provides guidance for the appropriate regulatory framework to Indian securities market and ensures investors’ protection. The results may be generalized in the emerging markets. Hence, researchers are encouraged to study results further in other developed countries. The paper finds that these practices are not only violation of trading rules of the Stock Exchange but also unfair and unethical trading practices.

Author Biography

  • Bezawada Brahmaiah, ICFAI Business School

    Professor of Finance & Accounting, ICFAI Business School (IBS), IFHE, Hyderabad, India

References

SEBI. (2010). Arbitration Mechanism in Stock Exchanges, CIR/MRD/DSA/29/, 1-4

The Arbitration and Conciliation Act of India, 1996, 1-26.

Downloads

Published

2020-10-14

Issue

Vol. 4 No. 3 (2020): Indian Journal of Finance and Banking

Section

Research Paper/Theoretical Paper/Review Paper/Short Communication Paper

How to Cite

ADR ON CLIENT’S DISPUTE WITH TRADING MEMBER AT THE LEADING STOCK EXCHANGE IN INDIA: AN EMPIRICAL STUDY. (2020). Indian Journal of Finance and Banking, 4(3), 1-7. https://doi.org/10.46281/ijfb.v4i3.809